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Unauthorized Trading

Unauthorized trading is a serious issue.  This means that investment purchases are made in an investors account without authorization.  Sometimes, the investor does not even have knowledge of the transaction.  

It’s important that you keep your trading account up to date and organized.  Keep track of your transactions and verify all information on a periodic basis.

If you do see irregularities, contact your attorney.  They can help you file a FINRA complaint, and initiate a claim if necessary.