Martindale-Hubbell
Sarasota County Bar Association
PIABA
LWRBA
Manatee Chamber of Comerce

Types of Misconduct

There are many fancy words for the activities of unscrupulous brokers. Let’s break these down and make them more understandable.

In this section, we will look at some of the most common types of misconduct. If you feel you have been victimized by any of these unethical or illegal behaviors, please contact us for a free consultation.

  • Misrepresentation
  • Improper Margin Use
  • Unsuitable Investing
  • Unauthorized Trading
  • Excessive Trading
  • Securities Fraud
  • Ponzi Scheme
  • Negligence
  • Breach of Contract
  • Breach of Fiduciary Duty
Client Reviews
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"My experience with Brad has been incredible. He has represented me on several issues over the last two years. He is always available to meet or talk about your case. He seems to really care about his client and doing all he can to get the best out come possible. Also his staff is client orientated and very helpful. Brad is more then my attorney, he is my friend. Brad is not your typical lawyer, he really cares about his client not billing hours." David Cusano
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"Brad has been by my side for over 3 years now representing my company. I can always count on him to have my companies best interest at heart." Kory Souza
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"Brad Gucciardo was everything you could want in a very difficult situation - he delivered!" Wayne